40岁及以下接受保乳治疗的乳腺癌患者局部复发情况随访:一项基于1143人的风险趋势和预后影响因素研究
Local recurrence following breast-conserving treatment in women aged 40 years or younger: Trends in risk and the impact on prognosis in a population-based cohort of 1143 patients
- a Faculty of Health, Medicine and Life Sciences, Maastricht University, Maastricht, The Netherlands
- b Department of Radiotherapy, Catharina Hospital, Eindhoven, The Netherlands
- c Department of Radiotherapy, Dr. Bernard Verbeeten Institute, Tilburg, The Netherlands
- d Department of Surgery, Catharina Hospital, Eindhoven, The Netherlands
- e Department of Surgery, Sint Elisabeth Hospital, Tilburg, The Netherlands
- f Department of Surgery, Máxima Medical Center, Veldhoven, The Netherlands
- g Division of Medical Oncology, GROW – School for Oncology and Developmental Biology, Maastricht University Medical Centre, Maastricht, The Netherlands
- h Department of Epidemiology, GROW – School for Oncology and Developmental Biology, Maastricht University Medical Centre, Maastricht, The Netherlands
- i Eindhoven Cancer Registry, Eindhoven, The Netherlands
Abstract
Aim
To evaluate trends in the risk of local recurrences after breast-conserving treatment (BCT) and to examine the impact of local recurrence (LR) on distant relapse-free survival in a large, population-based cohort of women aged ⩽40 years with early-stage breast cancer.
Methods
All women (n = 1143) aged ⩽40 years with early-stage (pT1-2/cT1-2, N0-2, M0) breast cancer who underwent BCT in the south of the Netherlands between 1988 and 2010 were included. BCT consisted of local excision of the tumour followed by irradiation of the breast.
Results
After a median follow-up of 8.5 (0.1–24.6) years, 176 patients had developed an isolated LR. The 5-year LR-rate for the subgroups treated in the periods 1988–1998, 1999–2005 and 2006–2010 were 9.8% (95% confidence interval (CI) 7.1–12.5), 5.9% (95% CI 3.2–8.6) and 3.3% (95% CI 0.6–6.0), respectively (p = 0.006). In a multivariate analysis, adjuvant systemic treatment was associated with a reduced risk of LR of almost 60% (hazard ratio (HR) 0.42; 95% CI 0.28–0.60; p < 0.0001). Patients who experienced an early isolated LR (⩽5 years after BCT) had a worse distant relapse-free survival compared to patients without an early LR (HR 1.83; 95% CI 1.27–2.64; p = 0.001). Late local recurrences did not negatively affect distant relapse-free survival (HR 1.24; 95% CI 0.74–2.08; p = 0.407).
Conclusion
Local control after BCT improved significantly over time and appeared to be closely related to the increased use and effectiveness of systemic therapy. These recent results underline the safety of BCT for young women with early-stage breast cancer.
Keywords
- Breast carcinoma;
- Breast-conservation;
- Local recurrence;
- Prognosis;
- Risk;
- Young age
1. Introduction
Local recurrence (LR) after prior breast surgery has been linked to an increased risk of distant metastases and death,1, 2, 3, 4 and 5 where an early-LR (i.e. ⩽5 years) is associated with a greater risk of developing distant metastases compared to late-occurring LR’s.1, 2, 3 and 5 Young age has always been regarded as an independent prognostic factor for the risk of LR after breast-conserving treatment (BCT). The risk of developing a LR is 2–4 times higher in women younger than 40 years at the time of diagnosis of breast cancer compared to women older than 50 years.2, 3, 6, 7, 8, 9, 10 and 11 Therefore, the risk of developing a LR remains a point of concern in young women treated with BCT.
Multiple studies have shown that the LR-rate after BCT is declining.12, 13, 14 and 15 Explanations for this decline are suggested to be multifactorial, including a more careful evaluation of tumour margins, more extensive and accurate use of radiotherapy boost to the tumour bed and more patients receiving (neo)adjuvant systemic therapy.8, 12, 13, 14, 16 and 17 The use of new combinations of (neo)adjuvant systemic therapy and the introduction of trastuzumab may have resulted in a further improvement of the local control, especially in young women. Trastuzumab is used in the adjuvant setting in the Netherlands since 2005.18 Several studies that compared adjuvant chemotherapy with or without trastuzumab in women with surgically removed HER2-positive breast cancer showed that the use of trastuzumab improves LR-free survival.19, 20, 21, 22, 23, 24, 25 and 26
To evaluate the risk of LR after BCT and to determine factors that are of prognostic relevance in consecutive time era’s, we studied a large cohort of 1143 patients aged ⩽40 years who received BCT in the period 1988–2010.
2. Patients and methods
2.1.1. Study population
Patient data were obtained from the population-based Eindhoven Cancer Registry (ECR). This serves a population of approximately 2.4 million inhabitants in the south of the Netherlands and records data on all patients with newly diagnosed cancer since 1955. These data were compared to data provided by the two radiotherapy departments in this region, the Catharina Hospital in Eindhoven and Institute Verbeeten in Tilburg. Only patients with early-stage (pT1-2/cT1-2, N0-2, M0) breast cancer (TNM/AJCC tumour staging 7th edition) were considered eligible for this study. The ECR identified 1200 patients aged ⩽40 years who were diagnosed with breast cancer and underwent BCT between 1988 and 2010. The medical files from the patients of the two radiotherapy departments were used to extract information with respect to patient, tumour and treatment characteristics as well as to outcome. When recent follow-up information was missing, we contacted the general practitioner. After exclusion of 32 patients with stage III or IV breast cancer, nine patients with non-invasive breast cancer, three patients with synchronous bilateral breast cancer, two patients who underwent mastectomy instead of BCT, 10 patients who presented with a local recurrence or contralateral breast carcinoma instead of a primary breast tumour and one patient who had not received radiotherapy, 1143 patients remained available for the analysis.
2.2.2. Treatment
BCT included wide local excision of the tumour and appropriate axillary management followed by irradiation of the whole breast, mostly including a boost to the primary tumour bed. Further details about this cohort have been published before.13 and 14 Some major changes in the management of breast cancer in the Netherlands took place during the period covered by our study. The first major change was in 1998, with the publication of the new Dutch guideline27 according to which lymph node-negative patients with high-risk features, depending on the size, grade and hormone receptor status of their tumour, were advised to receive adjuvant systemic therapy. The second major change was an update of the guideline in 2005, where women with HER2-positive breast cancer were recommended to receive trastuzumab in conjunction with adjuvant chemotherapy. Based on these changes in the guidelines for administering systemic therapy, we decided to divide the study population into three subgroups; 1988–1998, 1999–2005 and 2006–2010.
2.3.3. Definition of end-points
The end-points of this study were LR, distant metastasis and death. For each end-point, the time to event was defined as the interval between the pathologic diagnosis of the primary tumour and occurrence of the event of interest. In the absence of the event of interest, observation time was censored at the last contact date of the patient. LR was defined as any reappearance of tumour growth in the initially treated breast or overlying skin. LR’s that were diagnosed after distant metastases or with synchronous distant disease were not counted as events and these patients were censored at the date of diagnosis of distant disease.
2.4.4. Follow-up
The median follow-up time for all 1143 patients was 6.8 (range 0.1–24.6) years, and 8.5 years for the patients still alive. The median duration of follow-up was 11.5 years for the patients treated in 1988–1998 (14.4 years for those still alive), 8.1 years for the patients treated in 1999–2005 (8.5 years for those still alive) and 3.6 years for the patients treated in 2006–2010 (3.7 years for those still alive). On 1st January 2010, 78 patients (6.8%) were lost to follow-up, which meant that their last contact date was before 1st January 2010. The median follow-up for these 78 patients was 9.6 years.
2.5.5. Statistical analysis
The 5-, 10- and 15-year actuarial rates of LR and the curves for LR-free survival were generated using the Kaplan–Meier method, with comparisons made using the log-rank test. Multivariate analyses were carried out using Cox proportional hazards models to identify factors that were associated with an increased risk of LR and factors that were associated with the occurrence of distant disease. A backward elimination model omitted covariates that had a p-value greater than 0.05. The multiple imputation method was used to generate possible values for missing values of the oestrogen receptor status, tumour grade, tumour size, nodal status and the use of (neo)adjuvant systemic therapy. Multiple datasets were generated using a model that included all variables used in the Cox regression analysis. To examine the impact of LR on the subsequent occurrence of distant disease, we used the Kaplan–Meier method and the Cox proportional hazards model. All tests were two-sided, and a p-value <0.05 was considered statistically significant. All data were analysed using SPSS version 20.
3. Results
3.1.1. Patient, tumours and treatment characteristics
The median age at diagnosis was 37 years (range, 21–40 years). No differences were detected between the three subgroups (1988–1998, 1999–2005 and 2006–2010) with respect to age, nodal status, tumour type, oestrogen and HER2 receptor status (Table 1).
All patients, except for nine, underwent axillary staging, either by axillary dissection, sentinel node biopsy or both. The proportion of patients receiving (neo)adjuvant systemic treatment increased from 32% in the period 1988–1998 to 71% in the period 1999–2005 and to 83% in the period 2006–2010 (Table 1). The increase was much larger for patients with negative axillary lymph nodes (from 6% to 75%) than for patients with positive lymph nodes (from 84% to 98%). Forty-nine (96%) of the 51 patients with an HER2 positive tumour treated in the period 2006–2010, received trastuzumab in combination with chemotherapy (Table 1).
3.2.2. Local tumour control
During follow-up, a LR was diagnosed in 176 patients without evidence of metastatic disease at a mean of 7.9 (median 6.8) years after BCT (range 0.58–24.1). Twenty-six additional LR’s, diagnosed either after or at the same time as distant disease, were not included in the current analyses. Characteristics of the 176 LR’s are presented in Table 2.
The 5-, 10- and 15-year actuarial LR-rates were 7.5% (95% CI: 5.7–9.3), 16.3% (95% CI 13.5–19.0) and 24.6% (95% CI 20.6–28.5), respectively. Univariate analyses showed that a positive axillary lymph node status (P < 0.0001) and the use of (neo)adjuvant systemic therapy (P < 0.0001) were associated with a significantly lower risk of LR (Table 3 and Fig. 1a). Furthermore, we observed a significant trend towards improving local control over the study period (Table 3 and Fig. 1b). The 5-year LR-rate decreased from 9.8% in the period 1988–1998 to 3.3% in the period 2006–2010 (P = 0.006). A stratified analysis according to axillary nodal status showed that this improvement only occurred in patients with negative lymph nodes ( Fig. 1c and Fig. 1d).
-
n.a., not available.
-
- a
-
Number of patients treated with (neo)adjuvant systemic therapy: n = 35 (3.1%). Data were missing for two patients.
- b
-
Data were missing for thirteen patients. cTNM is used for the patients treated with (neo)adjuvant systemic therapy.
- c
-
Data were missing for six patients.
The multivariate analysis was complicated by the strong concordance between axillary lymph node status and use of systemic treatment and the sharp increase in the use of systemic treatment over time. Therefore, we constructed two separate multivariate models (Table 4). The first model, in which systemic treatment was not included as a co-variate, showed that patients with a positive lymph node status had a 55% (HR 0.45; 95% CI 0.23–0.60) lower risk of developing a LR, compared to those with negative lymph nodes, and that the risk was also significantly lower for patients treated more recently as compared to the patients treated in the period 1988–1998. In the second model, in which the period of diagnosis was not taken into account, the use of (neo)adjuvant systemic treatment was associated with a reduction of the LR-risk almost 60% (HR 0.42; 95% CI 0.29–0.60) and nodal status was no longer an independent prognostic factor for LR. Separate multivariate analyses for patient with and without (neo)adjuvant systemic treatment also demonstrated that lymph node status was not associated with the risk of LR (data not shown).
-
n.a.: not applicable (variable not included in model).
-
- a
-
Based on Cox proportional hazards analyses. Multiple imputation was used to generate possible values for patients with missing values for tumour size (n = 13), nodal status (n = 6), (neo)adjuvant systemic treatment (n = 2), tumour grade (n = 470) and oestrogen receptor status (n = 178).
- b
-
Model 1: adjusting for period of diagnosis, nodal status (pN), age at diagnosis, tumour size (pT), tumour grade and oestrogen receptor status.
- c
-
Model 2: adjusting for nodal status (pN), (neo)adjuvant systemic treatment, age at diagnosis, tumour size (pT), tumour grade and oestrogen receptor status.
In both multivariate models the presence of a positive oestrogen receptor was the only other significant predictor of improved local control and age at diagnosis, tumour size and tumour grade were not associated with the risk of LR (Table 4).
3.3.3. Distant relapse-free survival and other end-points
During follow-up, 34 of the 1143 patients developed a regional (nodal) recurrence, not taking into account the regional recurrences that were diagnosed after distant metastases or with synchronous distant disease. The 5-year regional recurrence rate decreased from 3.1% (95% CI 1.5–4.7) in the period 1988–1998 to 0.4% (95% CI 0.0–1.2) in the period 2006–2010 (P = 0.057).
Ninety-nine patients developed contralateral breast cancer, 287 patients distant metastases and 273 patients died. The 5-year distant relapse-free survival improved from 74.9% (95% CI 71.4–78.4) in the period 1988–1998 to 89.4% (95% CI 86.1–92.7) in the period 1999–2005, and to 92.7% (95% CI 88.8–96.6) in the period 2006–2010 (P < 0.0001).
The 10-year distant relapse-free survival rate was 78.6% (95% CI 72.3–84.9) for patients with and 76.3% (95% CI 73.2–79.4) for patients without a LR (P = 0.351). Also the multivariate analysis showed no statistically significant difference in distant relapse-free survival between patients with and without a LR. When only the early-LR’s, occurring within 5 years after BCT, were taken into account we did find a difference in distant relapse-free survival rates. Patients with an early-LR (n = 70) had a worse distant relapse-free survival compared to patients without an early-LR (n = 1073) (HR 1.83; 95% CI 1.27–2.64; P = 0.001) (Fig 2a). No independent prognostic effect of LR on distant relapse-free survival was observed in patients with a disease-free interval of more than 5 years after BCT (n = 702) (HR 1.24; 95% CI 0.74–2.08; P = 0.407) (Fig. 2b).
4. Discussion
The current study is the largest study so far with a long-term follow-up (up to 20 years) focusing on local control after BCT in women up to 40 years of age with early-stage breast cancer. Our results indicate a significant improvement in local control over time. A stratified analysis according to axillary nodal status showed that the improvement in local control did only occur in patients with negative lymph nodes. We also noted that early LR’s had a negative impact on distant relapse-free survival.
In our series, patients who received (neo)adjuvant systemic therapy had an almost 60% lower risk of developing a LR, underlining the importance of the use of adjuvant systemic treatment in this patient group. Several studies have confirmed the possible benefit of adjuvant systemic therapy on local control after BCT.1, 7 and 12 The lower risk of LR in node-positive patients can be explained by the use of adjuvant systemic treatment, as is illustrated by our finding that lymph node status was no longer an independent prognostic factor in the subgroups of patients who did and did not receive adjuvant systemic treatment.
Recently, studies of tumour biology by gene expression micro-array technology have demonstrated patterns correlating with breast cancer in young women22 and even LR’s in young women.28 Young women appear to have a higher proportion of more aggressive tumours and are, therefore, expected to benefit more from systemic therapy. Additional studies about tumour biology may be helpful to determine which patients are most likely to benefit from systemic treatment and to further optimise therapeutic options for breast cancer in young women.
Several studies, presented in 2005, showed that the use of trastuzumab in combination with chemotherapy reduced the locoregional and disease-free survival rate with approximately 50%20 and 21 and the mortality rate with 33%21 among women with surgically removed HER2-positive breast cancer. As a result of these trials, HER2-testing has become routine and trastuzumab in combination with chemotherapy is now standard treatment for most patients with HER2-positive breast cancer. After 2005, all patients in our study were tested for HER2 status, of whom 20% presented with HER2-positive tumours (Table 1). As described previously, young women appear to have more aggressive tumours, including a higher incidence of HER2 overexpression compared to older women.7, 18 and 22 The length of follow-up in our study is too short and the number of patients with known HER2 positivity is too small to draw definitive conclusions about the impact of trastuzumab on local control in this group of patients. However, a recent study revealed significant improved local control after BCT in patients with small node-negative HER2-positive breast cancer who received trastuzumab.23
Minimising the risk of LR remains an important clinical issue since many studies on BCT have shown that a LR significantly correlates with subsequent distant metastases.1, 2, 3 and 29 In our study women with a LR occurring within 5 years after BCT were nearly twice as likely to experience distant disease compared to women without a LR. However, no worse distant relapse-free survival was observed for women with a LR occurring more than 5 years after BCT. Late-occurring LR’s are probably more often new primary tumours and are generally thought to have a more favourable prognosis than the early-occurring true recurrences. Our results seem to confirm this opinion, although we could not verify this based on histological comparison of the primary with the new/recurrent tumours. The finding that a LR is an unfavourable prognostic factor, especially the ones occurring shortly after BCT (⩽2–5 years) is in line with other studies.1, 2, 3 and 5
Collecting long-term follow-up information for this group of young women was challenging. Nevertheless, we managed to limit the amount of missing disease-specific follow-up information after 1st January 2010 to only 78 patients (6.8%). Most of them were treated in the group 1988–1998 and still had a median follow-up duration of 9.6 years. Another limitation of this study are the large number of missing data with respect to oestrogen receptor status and tumour grade for those patients treated before 1999. As these missing data were largely due to incomplete pathology reports, we assumed that the data were missing at random and therefore used the multiple imputation method to generate possible values.
5. Conclusion
Our study demonstrates that early-occurring LR’s are associated with distant metastases. We found a substantial decline in the incidence of LR’s after BCT in women aged ⩽40 years which seems to be largely attributable to the increased use and effectiveness of (neo)adjuvant systemic therapy during the study period. Therefore, we support the choice of BCT over mastectomy also for young women, especially when they will receive systemic treatment as well.
Conflict of interest statement
None declared.
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